MT
Michael S. Tarangelo
CLEARPOOL EXECUTION SERVICES
New York, NY 10004
Some features on this profile are disabled
CRD#: 5635596
MT
Professional summary
Michael S Tarangelo, who also goes by Michael Scott Tarangelo, is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Scott Tarangelo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael S Tarangelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2014 - Present
CLEARPOOL EXECUTION SERVICES, LLC
Office #1: 17 State Street 38th Floor, New York, NY, 10004BD
CRD#: 168490
New York, NY
Past
October 16, 2012 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
BD
CRD#: 120950
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/23/2016)
RR
California(3/23/2016)
RR
Connecticut(3/23/2016)
RR
Delaware(3/23/2016)
RR
District of Columbia(3/23/2016)
RR
Florida(3/23/2016)
RR
Georgia(3/23/2016)
RR
Illinois(3/23/2016)
RR
Louisiana(3/23/2016)
RR
Maryland(3/23/2016)
RR
Massachusetts(3/23/2016)
RR
Michigan(3/23/2016)
RR
Minnesota(3/23/2016)
RR
Missouri(4/15/2019)
RR
New Jersey(3/23/2016)
RR
New York(6/23/2014)
RR
North Carolina(3/23/2016)
RR
Ohio(3/23/2016)
RR
Oregon(3/23/2016)
RR
Pennsylvania(3/23/2016)
RR
South Carolina(3/23/2016)
RR
Tennessee(6/12/2019)
RR
Texas(3/23/2016)
RR
Virginia(3/23/2016)
RR
Wisconsin(3/23/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/15/2015
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CE
CLEARPOOL EXECUTION SERVICES, LLC
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
17 State Street 38th Floor, New York, NY, 10004
Mailing Address
17 State Street 38th Floor, New York, NY, 10004
Phone number
(212) 531-8500
Established
New York since 05/07/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
