Andrew G. Palomo

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Oak Brook, IL 60523

Some features on this profile are disabled

CRD#: 5634997

Professional summary

Andrew George Palomo, AIF®, CFP®, who also goes by Andrew Palomo, Andy Palomo, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Oak Brook, Illinois and LASALLE ST SECURITIES, L.L.C. located in Oak Brook, Illinois.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Palomo | Andy Palomo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**AMERICAN LEGION POST 42 CHARITABLE FOUNDATION POSITION: Borad member at large NATURE: American Legion Charitable foundation Board Member at large INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2021 ADDRESS: 1030 Central St, Evanston IL 60201 DESCRIPTION: attend meetings and help run the foundation. **PILLAR/ANDREW PALOMO Agent; occasional insurance sales as needed for financial planning **THE PALOMO GULCH, LLC Owner; LLC holding family property in MI **PILLAR FINANCIAL ADVISORS Owner; DBA for Financial Planning Practice **224 MARION ST LLC Owner; LLC created to hold investment property-currently inactive but in existence

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew George Palomo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 11, 2025 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 900 Jorie Blvd Ste 238, Oak Brook, IL 60523

RIA

CRD#: 109701

Oak Brook, IL

Current

April 11, 2025 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 900 Jorie Blvd Ste 238, Oak Brook, IL 60523

CRD#: 7191

Oak Brook, IL

Past

November 8, 2024 - April 15, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

OAK BROOK, IL

Past

June 14, 2024 - April 15, 2025

OSAIC WEALTH, INC.

CRD#: 23131

FRANKLIN, TN

Past

August 2, 2019 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

FRANKLIN, TN

Past

August 2, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

OAK BROOK, IL

Past

January 12, 2018 - August 20, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

OAK PARK, IL

Past

August 15, 2017 - August 20, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OAK PARK, IL

Past

August 14, 2017 - August 2, 2019

CWM, LLC

RIA

CRD#: 155344

Oak Park, IL

Past

December 4, 2014 - August 15, 2017

SEQUOIA WEALTH MANAGEMENT, LLC

RIA

CRD#: 170543

OAK PARK, IL

Past

December 3, 2014 - August 28, 2017

LPL FINANCIAL LLC

CRD#: 6413

OAK PARK, IL

Past

June 30, 2010 - December 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

OAK PARK, IL

Past

June 30, 2010 - December 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

OAK PARK, IL

Past

September 8, 2009 - July 8, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

OAK PARK, IL

Past

September 8, 2009 - July 8, 2010

LPL FINANCIAL LLC

CRD#: 6413

OAK PARK, IL

Past

May 13, 2009 - September 17, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

PALATINE, IL

Past

January 27, 2009 - September 17, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

PALATINE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/11/2025)

IAR

Arizona
(5/27/2025)

California
(4/11/2025)

IAR

California
(5/21/2025)

IAR

Colorado
(5/8/2025)

Florida
(4/11/2025)

IAR

Florida
(5/28/2025)

Georgia
(4/11/2025)

IAR

Georgia
(5/19/2025)

Illinois
(4/11/2025)

IAR

Illinois
(4/11/2025)

Indiana
(4/11/2025)

IAR

Indiana
(5/6/2025)

Kentucky
(4/11/2025)

IAR

Kentucky
(4/22/2025)

Maryland
(4/11/2025)

Michigan
(4/11/2025)

IAR

Michigan
(4/17/2025)

Minnesota
(4/11/2025)

IAR

Minnesota
(4/21/2025)

Missouri
(4/11/2025)

IAR

Missouri
(5/9/2025)

Montana
(4/11/2025)

IAR

Montana
(5/13/2025)

IAR

Nevada
(6/11/2025)

IAR

New Jersey
(4/17/2025)

North Carolina
(4/16/2025)

IAR

North Carolina
(4/22/2025)

IAR

Oklahoma
(5/13/2025)

IAR

Pennsylvania
(4/29/2025)

South Carolina
(4/11/2025)

IAR

South Carolina
(5/7/2025)

Tennessee
(4/11/2025)

IAR

Texas
(4/11/2025)

Virginia
(4/11/2025)

IAR

Washington
(5/21/2025)

Wisconsin
(4/11/2025)

IAR

Wisconsin
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew G. Palomo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew George Palomo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CWM, LLC

SEQUOIA WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2009

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Similar Advisors