Craig L. Caukin

PINEGROVE VENTURE PARTNERS

MENLO PARK, CA 94025

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CRD#: 5634700

Professional summary

Craig L Caukin MR. is a registered financial advisor currently at PINEGROVE VENTURE PARTNERS, LLC located in Menlo Park, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Craig has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig L Caukin MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

PINEGROVE VENTURE PARTNERS, LLC

Office #1: 2882 Sand Hill Road Suite 140, Menlo Park, CA 94025

RIA

CRD#: 326747

MENLO PARK, CA

Past

September 14, 2021 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Denver, CO

Past

February 8, 2018 - September 16, 2021

WESTRIVER MANAGEMENT, LLC

RIA

CRD#: 161921

Boulder, CO

Past

February 27, 2009 - November 1, 2016

PS FUND MANAGEMENT LLC

RIA

CRD#: 148726

BOULDER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINEGROVE VENTURE PARTNERS, LLC

PINEGROVE VENTURE PARTNERS | SVB CAPITAL MANAGEMENT, LLC | SVB CAPITAL | PINEGROVE VENTURES | PINEGROVE VENTURE PARTNERS, LLC

CRD#: 326747 / SEC#: 801-128396

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2024)

IAR

Colorado
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2008

Uniform Investment Adviser Law Examination

Current Firm

PINEGROVE VENTURE PARTNERS, LLC

PINEGROVE VENTURE PARTNERS | SVB CAPITAL MANAGEMENT, LLC | SVB CAPITAL | PINEGROVE VENTURES | PINEGROVE VENTURE PARTNERS, LLC

CRD#: 326747 / SEC#: 801-128396

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

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Contact information

Main Address

2882 Sand Hill Road Suite 140, Menlo Park, CA 94025

Mailing Address

Phone number

(650) 519-0540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PINEGROVE VENTURE PARTNERS ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 11,682,741,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig L. Caukin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig L Caukin MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PINEGROVE VENTURE PARTNERS, LLC

SVB INVESTMENT SERVICES INC.

WESTRIVER MANAGEMENT, LLC

PS FUND MANAGEMENT LLC

Primary Firm SEC Registration

PINEGROVE VENTURE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2008

Current Firm

PINEGROVE VENTURE PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINEGROVE VENTURE PARTNERS, LLC

TRUST BUT VERIFY

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