WM
Wesley W. Melbrod
M WEALTH MANAGEMENT
San Diego, CA 92128
Some features on this profile are disabled
CRD#: 5634519
WM
Professional summary
Wesley W Melbrod is a registered financial advisor currently at M WEALTH MANAGEMENT, LLC located in San Diego, California.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Wesley has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Melbrod Financial Services; Investment-Related; 13520 Evening Creek Dr N #130 San Diego, CA 921298; Tax Preparation; Start 9/2023; 20 hrs/month; 10hrs during securities trading hours; Prepare Taxes for Existing Investment Advisory clients and related parties.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley W Melbrod's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2015 - Present
M WEALTH MANAGEMENT, LLC
Office #1: 13520 Evening Creek Dr. North Suite 130, San Diego, CA 92128RIA
CRD#: 281532
San Diego, CA
Past
October 14, 2014 - January 22, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
M WEALTH MANAGEMENT, LLC
ACCUMULATION WEALTH PARTNERS | MELBROD WEALTH MANAGEMENT | MELBROD TAX SERVICES | M WEALTH MANAGEMENT, LLC
CRD#: 281532 / SEC#: 801-112774
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)Arizona
Registered Investment Advisory firm - (1/2/2019 Terminated)California
Registered Investment Advisory firm - (2/1/2019 Terminated)Indiana
Registered Investment Advisory firm - (1/3/2019 Terminated)Texas
Registered Investment Advisory firm - (1/2/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/1/2017)
IAR
California(11/12/2015)
IAR
Texas(9/29/2016)
Current Firm
MW
M WEALTH MANAGEMENT, LLC
ACCUMULATION WEALTH PARTNERS | MELBROD WEALTH MANAGEMENT | MELBROD TAX SERVICES | M WEALTH MANAGEMENT, LLC
CRD#: 281532 / SEC#: 801-112774
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)Arizona
Registered Investment Advisory firm - (1/2/2019 Terminated)California
Registered Investment Advisory firm - (2/1/2019 Terminated)Indiana
Registered Investment Advisory firm - (1/3/2019 Terminated)Texas
Registered Investment Advisory firm - (1/2/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13520 Evening Creek Dr. North Suite 130, San Diego, CA 92128
Mailing Address
Phone number
(855) 635-2763
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 170,973,289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
