Shoug Mayson

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

Saint Petersburg, FL

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CRD#: 5634302

Professional summary

Shoug Mayson, who also goes by Shoug Mayson, is a registered financial advisor currently at SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC located in Saint Petersburg, Florida and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.

Shoug is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Shoug has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shoug Mayson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mayson Music LLC Paterson NJ CEO, Start date January 18, 2017. The nature of the business is Indi Record Label. I set up events for artist to perform at select venues and create music, retail merchandise. I receive compensation for the promotions. 5 hours per week outside market hours. Registered with affiliate Spartan Capital Private Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shoug Mayson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2022 - Present

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 154632

Saint Petersburg, FL

Current

June 22, 2017 - Present

SPARTAN CAPITAL SECURITIES, LLC

Office #1: 45 Broadway 19th Floor, New York, NY 10006

CRD#: 146251

New York, NY

Past

July 12, 2018 - December 31, 2021

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 154632

NEW YORK, NY

Past

September 16, 2016 - July 18, 2017

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

May 6, 2013 - August 17, 2016

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

ELIZABETH, NJ

Past

May 6, 2013 - August 17, 2016

SANTANDER SECURITIES LLC

CRD#: 41791

ELIZABETH, NJ

Past

January 16, 2013 - May 9, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

NEW YORK, NY

Past

December 17, 2012 - May 9, 2013

CETERA ADVISORS LLC

CRD#: 10299

NEW YORK, NY

Past

October 15, 2012 - November 20, 2012

CABOT LODGE SECURITIES LLC

CRD#: 159712

NEW YORK, NY

Past

March 14, 2012 - October 17, 2012

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

March 14, 2012 - October 17, 2012

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

NEW YORK, NY

Past

December 17, 2009 - October 27, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

December 17, 2009 - October 27, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

September 17, 2009 - November 20, 2009

PRUCO SECURITIES, LLC.

CRD#: 5685

WARREN, NJ

Past

February 23, 2009 - July 24, 2009

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/7/2022)

New Jersey
(6/23/2017)

IAR

New Jersey
(1/5/2022)

New York
(6/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2009

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

SCS ADVISORY SERVICES LLC. | SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

CRD#: 154632 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (1/4/2022 Approved)

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Contact information

Main Address

45 Broadway 19th Floor, New York, NY 10006

Mailing Address

Phone number

(212) 293-0123

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 6,741,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shoug Mayson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shoug Mayson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPARTAN CAPITAL SECURITIES, LLC

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

WINDSOR STREET CAPITAL, LP

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2009

Series 63

Date: 4/11/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2009

FINRA

Nasdaq Stock Market

Current Firm

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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