Jody L. Beene Smith

IA NETWORK

Pinehurst, NC 28374

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CRD#: 5633958

Professional summary

Jody Lynn Beene Smith, CFP®, who also goes by Jody Lynn Beene, Jody Beene, Jody L Beene Smith, Jody B. Smith, Jody Lynn Beene Smith, is a registered financial advisor currently at IA NETWORK, LLC located in Pinehurst, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Pinehurst, North Carolina.

Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jody has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jody Lynn Beene | Jody Beene | Jody L Beene Smith | Jody B. Smith | Jody Lynn Beene Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IA Network, LLC d/b/a Stockham Financial. Investment Related. At Registered Location. RIA. Investment Advisor Rep. 07/2022. 160 Hrs/Mo; All During Trading Hours. Financial Planning and Client Relationship Services. 2. Notary Public - Moore County. Not Investment Related. At Registered Location. Notary. 03/2018. 4 Hrs/Mo; All During Trading Hours. Notary for Stockham Financial Clients. 3. Stockham Financial Services. Not investment related. At registered location. S Corp for tax purposes. CEO 50% Owner. 5 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lynn Beene Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

July 28, 2022 - Present

IA NETWORK, LLC

Office #1: 90 Aviemore Dr, Pinehurst, NC 28374

RIA

CRD#: 319096

Pinehurst, NC

Current

August 1, 2022 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 90 Aviemore Drive, Pinehurst, NC 28374

CRD#: 35747

Pinehurst, NC

Past

November 12, 2020 - July 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

PINEHURST, NC

Past

April 23, 2019 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Pinehurst, NC

Past

April 26, 2017 - July 28, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PINEHURST, NC

Past

December 3, 2012 - April 28, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SOUTHERN PINES, NC

Past

September 21, 2012 - April 28, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SOUTHERN PINES, NC

Past

June 26, 2009 - December 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANFORD, NC

Past

March 3, 2009 - December 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANFORD, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/7/2023)

Georgia
(9/7/2023)

Maine
(9/29/2025)

Minnesota
(9/7/2023)

IAR

North Carolina
(7/28/2022)

North Carolina
(8/2/2022)

Oregon
(9/29/2025)

South Carolina
(9/7/2023)

West Virginia
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/5/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/12/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

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Contact information

Main Address

210 N Church St Suite 1905, Charlotte, NC 28202

Mailing Address

Phone number

(704) 272-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IA NETWORK ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 183,507,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jody L. Beene Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lynn Beene Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

IA NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2012

Series 65

Date: 6/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/17/2013

Series 6

Date: 3/2/2009

FINRA

Current Firm

IA NETWORK, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IA NETWORK, LLC

TRUST BUT VERIFY

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