PC
Paul F. Connor
TRUIST ADVISORY SERVICES
GAINESVILLE, GA 30501
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CRD#: 5633645
PC
Professional summary
Paul Francis Connor, who also goes by Paul Connor, Paul F Connor, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Gainesville, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Gainesville, Georgia.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Paul has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Connor | Paul F Connor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a member in a company called Santa Cam LLC 441 Franklin St Braselton GA 30517 The company is not investment related We have a dummy camera and a book called a santa cam that gives kids the idea that santa is always watching around Christmas time I spend about 4 to 5 hours a week during off season and about 10 hours a week during the holidays. None of this time is during trading hours I am listed as a member with the business and started in October 2015 RENTAL HOME POSITION: owner NATURE: Rental property 441 Franklin St Braselton Ga 30517 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2012 ADDRESS: , Braselton GA , United States DESCRIPTION: keep property maintained and rented CONNOR LOGISTICS LLC POSITION: Member NATURE: Logistics company that helps Amazon deliver packages to customers. I am an Member of the LLC but have a team that runs the day to day operations for me INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2021 ADDRESS: , Gainesville GA , United States DESCRIPTION: I run my portion of the business from home and my team runs the business on site in Madison Wisconsin. I am not involved in the day to day operations of the business
CRS (Client Relationship Summary) - RIA
Click below to view Paul Francis Connor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 455 Jesse Jewel Pkwy Sw, Gainesville, GA 30501RIA
CRD#: 283390
GAINESVILLE, GA
Current
May 11, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 455 Jesse Jewell Pkwy Sw, Gainesville, GA 30501BD
CRD#: 17499
Gainesville, GA
Past
March 5, 2009 - April 15, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FLOWERY BRANCH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/22/2017)
IAR
Georgia(4/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Gainesville, GA 30501TRUST BUT VERIFY
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