Michael A. Spector
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arn Spector, who also goes by Michael Arn Spector, Michael A Spector, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 62 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2026 - September 14, 2026
PINE DISTRIBUTORS LLC
November 9, 2023 - December 31, 2025
STRIVE ASSET MANAGEMENT
September 1, 2021 - May 25, 2022
ALPHA ARCHITECT
June 10, 2020 - April 30, 2026
QUASAR DISTRIBUTORS, LLC
February 27, 2012 - April 18, 2019
PACER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 6/10/2020
General Securities Representative ExaminationSeries 62
Passed: 2/20/2012
Current Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
