Michael Arn Spector
Professional Summary
Michael Arn Spector, who also goes by Michael Arn Spector, Michael A Spector, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2012 - 2026. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Arn Spector, Michael A Spector
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
PINE DISTRIBUTORS LLC
Contact Information
Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246Phone Number
(720) 651-8092Established
Delaware since 08/30/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Feb 2012Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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