Kharreya N. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kharreya Nichole Richardson, CFP®, who also goes by Kharreya Nichole Holloway, Nikki Holloway, Nikki Richardson, was a registered financial professional .
Kharreya is a previously registered financial professional and started their career in finance in 2009. Kharreya had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
May 24, 2021 - December 31, 2021
CREDIT UNION INVESTMENT SERVICES
May 24, 2021 - December 31, 2021
SECU BROKERAGE SERVICES
September 10, 2009 - November 20, 2020
CREDIT UNION INVESTMENT SERVICES
April 21, 2009 - November 20, 2020
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
