Todd J. Montalbo

FIRST PACIFIC FINANCIAL

Juneau, AK 99801

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CRD#: 5632552

Professional summary

Todd James Montalbo, who also goes by Todd Montalbo, is a registered financial advisor currently at FIRST PACIFIC FINANCIAL, INC. located in Juneau, Alaska.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Todd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Montalbo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd James Montalbo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2023 - Present

FIRST PACIFIC FINANCIAL, INC.

Office #1: 119 Seward Street Suite 8, Juneau, AK 99801

RIA

CRD#: 284736

Juneau, AK

Past

December 7, 2017 - October 31, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

JUNEAU, AK

Past

December 7, 2017 - October 31, 2023

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

JUNEAU, AK

Past

July 25, 2014 - November 8, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Juneau, AK

Past

July 25, 2014 - November 8, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Juneau, AK

Past

May 5, 2009 - July 28, 2014

WADDELL & REED

RIA

CRD#: 866

ANCHORAGE, AK

Past

April 13, 2009 - July 28, 2014

WADDELL & REED

CRD#: 866

ANCHORAGE, AK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST PACIFIC FINANCIAL, INC.

FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.

CRD#: 284736 / SEC#: 801-108251

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(11/16/2023)

IAR

Texas
(2/27/2024)

IAR

Washington
(2/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2009

General Securities Representative Examination

Current Firm

FIRST PACIFIC FINANCIAL, INC.

FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.

CRD#: 284736 / SEC#: 801-108251

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

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Contact information

Main Address

610 Esther Street Suite 100, Vancouver, WA 98660

Mailing Address

Phone number

(360) 254-2585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FIRST PACIFIC FINANCIAL (6/18/2025)

Regulatory assets under management

Total Number of Accounts	3,785
AUM (Assets Under Management)	$ 1,512,115,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd J. Montalbo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd James Montalbo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

FIRST PACIFIC FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2009

Current Firm

FIRST PACIFIC FINANCIAL, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST PACIFIC FINANCIAL, INC.

TRUST BUT VERIFY

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