Susan M. Ressler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Mary Ressler, who also goes by Susan R Ressler, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2016. Susan had worked at 2 firms and has passed the Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - September 30, 2022
LIFESPAN FINANCIAL STRATEGIES, INC.
July 7, 2016 - December 15, 2020
LPL FINANCIAL LLC
Primary Firm SEC Registration
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/25/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,061 |
| AUM (Assets Under Management) | $ 304,768,048 |
Red Flags
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