Aaron J. Hays
Professional summary
Aaron J Hays is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2009. Aaron has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron J Hays's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 11, 2019 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
June 18, 2015 - January 7, 2019
PRUCO SECURITIES, LLC.
January 26, 2009 - January 7, 2019
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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