Adam P. Scott

WELLACRE GLOBAL WEALTH ADVISORS

Santa Monica, CA 90401

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CRD#: 5630251

Professional summary

Adam Pierson Scott, CFP®, who also goes by Adam Scott, is a registered financial advisor currently at WELLACRE GLOBAL WEALTH ADVISORS located in Santa Monica, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Adam has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 06/05/2014 - No Business Name - Investment Related - TOPANGA CA - REAL ESTATE RENTAL - Started 05/01/2014 - 2 Hours Per Month/1 Hour During Securities Trading. (2) 01/13/2015 - WESTSIDE INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/01/2015 - 160 Hours Per Month During Securities Trading. (3) 01/16/2015 - WESTSIDE INVESTMENT MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Started 08/08/2014 - 10 Hours Per Month/0 Hours During Securities Trading. (4) 12/15/2016 - LTCI - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/13/16 - 4 Hours Per Month/0 Hours During Securities Trading. (5) 3/6/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 1/16/2018 - 2 Hours Per Month/2 Hours During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Pierson Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 6, 2020 - Present

WELLACRE GLOBAL WEALTH ADVISORS

Office #1: 520 Broadway Suite 200, Santa Monica, CA 90401

RIA

CRD#: 306770

Santa Monica, CA

Past

August 31, 2010 - December 31, 2019

WESTSIDE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 154522

SANTA MONICA, CA

Past

August 27, 2009 - December 2, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA MONICA, CA

Past

March 19, 2009 - December 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

SANTA MONICA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2009

General Securities Representative Examination

Current Firm

WELLACRE GLOBAL WEALTH ADVISORS

WELLACRE GLOBAL WEALTH ADVISORS | WELLACRE WEALTH MANAGEMENT, LLC | WELLACRE GLOBAL WEALTH MANAGEMENT

CRD#: 306770 / SEC#: 801-117886

RIA

Registered Investment Advisory firm - (5/19/2020 Terminated)

California

Registered Investment Advisory firm - (5/19/2020 Approved)

Indiana

Registered Investment Advisory firm - (1/22/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

520 Broadway Suite 200, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 220-4946

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	229
AUM (Assets Under Management)	$ 94,616,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam P. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Pierson Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLACRE GLOBAL WEALTH ADVISORS

WESTSIDE INVESTMENT MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2009

Current Firm

WELLACRE GLOBAL WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLACRE GLOBAL WEALTH ADVISORS

TRUST BUT VERIFY

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