Deborah N. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Nmn Marcus, who also goes by Deborah Marcus, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2009. Deborah had worked at 3 firms and has passed the Series 82TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2024 - April 8, 2025
STIRLINGSHIRE INVESTMENTS
October 22, 2021 - December 31, 2023
INTE SECURITIES LLC
July 27, 2009 - May 20, 2021
MOELIS & COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 5/15/2024
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 3/13/2024
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STIRLINGSHIRE INVESTMENTS
CRD#: 310576 / SEC#: , 8-70616
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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