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Aaron Michael Mccambridge

CRD# 5628385·Registered 2010 - 2014
Previously Registered: Being a previously registered professional could mean that Aaron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Aaron Michael Mccambridge was a registered financial advisor. Aaron was a previously registered financial professional and started their career in finance 2010 - 2014. Aaron had worked at 3 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

HUNTER WISE SECURITIES, LLC·CRD# 104193
BD
Irvine, CA
September 11, 2012 - August 25, 2014
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Boulder, CO
March 8, 2011 - June 13, 2011
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Greeley, CO
March 16, 2010 - December 7, 2010

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Current Firm

HW
HUNTER WISE SECURITIES, LLC

HUNTER WISE SECURITIES, LLC

CRD#: 104193 / SEC#: 8-52660
BD
Terminated by SEC on 05/15/2015

Contact Information

Established

California since 04/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTER WISE FINANCIAL GROUP, LLCSHAREHOLDER—
BROWN, MICHAEL OWENFINOP1658070
OWEN, WILLIAM ARTHURPRESIDENT & INTERIM CCO2224625

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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