Nuno D. Fernandes Cardoso
Professional summary
Nuno David Fernandes Cardoso, who also goes by Nuno David Cardoso, is a registered financial professional currently at ALDWYCH SECURITIES LLC located in Stamford, Connecticut.
Nuno is registered as a RR (Registered Representative) and started their career in finance in 2016. Nuno has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nuno David Fernandes Cardoso's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2023 - Present
ALDWYCH SECURITIES LLC
Office #1: 208 Harbor Drive Suite 204, Stamford, CT 06902November 16, 2018 - May 4, 2023
HAITONG INTERNATIONAL SECURITIES (USA) INC.
September 28, 2016 - December 20, 2022
HAITONG SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 11/5/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALDWYCH SECURITIES LLC
CRD#: 167980 / SEC#: , 8-69286
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
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