Christopher A. Walker

HRC WEALTH MANAGEMENT

Moscow, ID 83843

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CRD#: 5628091

Professional summary

Christopher Aaron Walker, CFP®, ChFC®, CLU®, who also goes by Chris Aaron Walker, is a registered financial advisor currently at HRC WEALTH MANAGEMENT, LLC located in Moscow, Idaho and PURSHE KAPLAN STERLING INVESTMENTS located in Moscow, Idaho.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Aaron Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Aaron Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 15, 2020 - Present

HRC WEALTH MANAGEMENT, LLC

Office #1: 315 S. Almon, Moscow, ID 83843

RIA

CRD#: 117212

Moscow, ID

Current

February 14, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 315 S. Almon Street, Moscow, ID 83843

CRD#: 35747

Moscow, ID

Past

April 22, 2013 - January 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MOSCOW, ID

Past

February 2, 2009 - January 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MOSCOW, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HRC WEALTH MANAGEMENT, LLC

HAYDEN & ROSS FINANCIAL ADVISORS, P.A. | PALOUSE INVESTMENT ADVISORS, INC. | HRC WEALTH MANAGEMENT, LLC | HAYDEN ROSS

CRD#: 117212 / SEC#: 801-106855

RIA

Registered Investment Advisory firm - (11/2/2015 Approved)

Idaho

Registered Investment Advisory firm - (4/18/2016 Terminated)

Washington

Registered Investment Advisory firm - (5/18/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/14/2020)

IAR

Idaho
(1/15/2020)

Idaho
(2/14/2020)

Oregon
(5/18/2020)

Utah
(2/14/2020)

Washington
(2/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/3/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/30/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HRC WEALTH MANAGEMENT, LLC

HAYDEN & ROSS FINANCIAL ADVISORS, P.A. | PALOUSE INVESTMENT ADVISORS, INC. | HRC WEALTH MANAGEMENT, LLC | HAYDEN ROSS

CRD#: 117212 / SEC#: 801-106855

RIA

Registered Investment Advisory firm - (11/2/2015 Approved)

Idaho

Registered Investment Advisory firm - (4/18/2016 Terminated)

Washington

Registered Investment Advisory firm - (5/18/2016 Terminated)

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Contact information

Main Address

315 S. Almon, Moscow, ID 83843

Mailing Address

Phone number

(208) 882-5547

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE ADV 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,771
AUM (Assets Under Management)	$ 404,943,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Aaron Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HRC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2013

Series 63

Date: 3/3/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2012

Series 6

Date: 1/30/2009

FINRA

Current Firm

HRC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HRC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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