Adam J. Smetzer

SKY VISION WEALTH

COLUMBUS, OH 43235

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CRD#: 5628049

Professional summary

Adam J Smetzer, CFP®, who also goes by Adam Jeffrey Smetzer, Adam Smetzer, is a registered financial advisor currently at SKY VISION WEALTH, LLC located in Columbus, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Adam has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Jeffrey Smetzer | Adam Smetzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CPA and Tax Services; Adam J. Smetzer, CPA; as of 5/10/12; 10% of time spent during business hours; Conducted at branch; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam J Smetzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 1, 2021 - Present

SKY VISION WEALTH, LLC

Office #1: 445 Hutchinson Ave. Suite 125, Columbus, OH 43235

RIA

CRD#: 317010

COLUMBUS, OH

Past

February 21, 2014 - January 12, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

DUBLIN, OH

Past

February 21, 2014 - January 12, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

DUBLIN, OH

Past

July 16, 2010 - May 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

July 9, 2010 - May 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

January 26, 2010 - June 22, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/3/2021)

IAR

Texas
(12/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2010

General Securities Representative Examination

Current Firm

SKY VISION WEALTH, LLC

CRD#: 317010 / SEC#: 801-122787

RIA

Registered Investment Advisory firm - (3/22/2022 Terminated)

Ohio

Registered Investment Advisory firm - (3/8/2022 Approved)

Texas

Registered Investment Advisory firm - (2/9/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

445 Hutchinson Ave. Suite 125, Columbus, OH 43235

Mailing Address

Phone number

(614) 412-8737

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 30,281,388

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam J. Smetzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam J Smetzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKY VISION WEALTH, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/25/2010

Current Firm

SKY VISION WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKY VISION WEALTH, LLC

TRUST BUT VERIFY

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