John H. Lipps
Professional summary
John H Lipps is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio.
John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 2 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John H Lipps's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2019 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: One Financial Way, Cincinnati, OH 45242August 24, 2012 - July 2, 2019
AUGUSTAR DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Cincinnati, OH 45242TRUST BUT VERIFY
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