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JK

John James Karabees

CRD# 5627004·Registered 2009 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John James Karabees, who also goes by Jack Karabeees, John James Karabees III, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2009 - 2013. John had worked at 1 firm and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Karabeees, John James Karabees Iii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
November 6, 2009 - January 15, 2013

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Current Firm

CC
CP CAPITAL SECURITIES

BROOKS GROUP INVESTMENT CORPORATION | U S EAGLE SECURITIES, INC. | U S EAGLE | J. ANNIN INVESTMENT CORP. | CP CAPITAL SECURITIES, INC. | CP CAPITAL SECURITIES

CRD#: 15029 / SEC#: 801-71535, 8-37309
BD
Terminated by SEC on 04/09/2017

Contact Information

Main Address

1428 Brickell Avenue Suite 600, Miami, FL 33131

Established

Florida since 07/01/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNELL, HAROLD LEECEO, CCO & SHAREHOLDER1482623
CP CAPITAL GROUP, LLCSHAREHOLDER—
CONNELL, GREGORY JAMESSHAREHOLDER4396726
TENPOW, GEORGE PHILIPCFO AND FINOP2938989

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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