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George Philip Tenpow

CLEANBRIDGE SECURITIES
MIAMI, FL
·CRD# 2938989·29 years experience

Professional Summary

George Philip Tenpow is a registered financial advisor currently at CLEANBRIDGE SECURITIES, LLC located in Miami, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 1997. George has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CLEANBRIDGE SECURITIES, LLC·CRD# 140889
BD
2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
January 4, 2012 - Present
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
January 31, 2013 - April 10, 2017
BNP PARIBAS INVESTMENT SERVICES, LLC·CRD# 44598
BD
Miami, FL
May 6, 2008 - October 19, 2011
CLEANBRIDGE SECURITIES, LLC·CRD# 140889
BD
Miami, FL
November 24, 2006 - April 29, 2008
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
February 18, 2004 - April 29, 2008
ASG SECURITIES, INC.·CRD# 44534
BD
Ft. Lauderdale, FL
February 6, 2004 - April 29, 2008
ASG SECURITIES, INC.·CRD# 44534
BD
Ft. Lauderdale, FL
September 12, 2003 - December 1, 2003
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
November 13, 2001 - February 12, 2002
FIRST EQUITY CORPORATION OF FLORIDA·CRD# 9
BD
Miami, FL
September 30, 1997 - May 18, 2001

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Current Firm

CS
CLEANBRIDGE SECURITIES, LLC

CLEANBRIDGE SECURITIES, LLC | PAF SECURITIES, LLC

CRD#: 140889 / SEC#: 8-67348
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2601 S. Bayshore Drive Suite 1130, Miami, FL 33133

Mailing Address

2601 S.. Bayshore Drive Suite 1130, Miami, FL 33133

Phone Number

(305) 577-9799

Established

Delaware since 03/29/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEANBRIDGE ADVISORS, LLCHOLDING COMPANY—
MOODY, BENJAMIN SIMONPRESIDENT/CEO/CCO2345636
TENPOW, GEORGE PHILIPCFO/FINOP2938989

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/4/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1997About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Philip Tenpow's CRS (Customer Relationship Summary).

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