Aaron M. Briggs
ON INVESTMENT MANAGEMENT CO
Boise, ID 83703
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CRD#: 5626749
Professional summary
Aaron Mcmichael Briggs, CFP® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Boise, Idaho and THE O.N. EQUITY SALES COMPANY located in Boise, Idaho.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Aaron has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Lanbla, LLC; yes investment related; 731 Douglas Street, San Francisco CA 94114; real-estate; limited partner; 11/28/2006-present; 4 hours/month (0 during market hours). attend annual partner meetings. 2). Insurance Sales; yes investment related; 3050 N Lake Harbor, Suite 210 Lane Boise ID 83703; Insurance sales; agent; 11/28/2016-present; 40 hours/month (40 during market hours); insurance salesman who will be receiving compensation for policies sold.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Mcmichael Briggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 3, 2017 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3050 N. Lakeharbor Lane Suite 210, Boise, ID 83703RIA
CRD#: 105662
Boise, ID
Current
January 3, 2017 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 3050 N Lakeharbor Lane Suite 210, Boise, ID 83703Office #2: 3601 N Lakeharbor Ln, Boise, ID 83703BD
CRD#: 2936
Boise, ID
Past
May 28, 2014 - November 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOISE, ID
Past
May 28, 2014 - November 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOISE, ID
Past
September 7, 2011 - June 3, 2014
MORGAN STANLEY
RIA
CRD#: 149777
BOISE, ID
Past
July 26, 2011 - June 3, 2014
MORGAN STANLEY
BD
CRD#: 149777
BOISE, ID
Past
November 25, 2009 - May 11, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/3/2018)
RR
California(1/3/2017)
IAR
California(7/1/2021)
RR
Colorado(3/31/2021)
RR
Florida(1/3/2017)
IAR
Florida(1/19/2017)
RR
Idaho(1/3/2017)
IAR
Idaho(1/3/2017)
RR
Louisiana(1/3/2024)
RR
Massachusetts(4/15/2020)
RR
Michigan(1/30/2024)
RR
Montana(7/3/2018)
RR
Nevada(1/3/2017)
IAR
Nevada(1/10/2017)
RR
New Jersey(1/3/2024)
IAR
New Jersey(1/3/2024)
RR
New Mexico(1/3/2024)
RR
New York(1/3/2024)
RR
North Carolina(7/12/2018)
RR
Oregon(1/3/2017)
IAR
Oregon(1/18/2024)
RR
Pennsylvania(10/29/2025)
RR
South Carolina(1/4/2024)
RR
Texas(1/3/2017)
RR
Utah(3/31/2021)
IAR
Utah(1/3/2024)
RR
Virginia(7/3/2018)
IAR
Virginia(7/3/2018)
RR
Washington(1/3/2017)
IAR
Washington(7/23/2018)
RR
Wisconsin(1/3/2024)
IAR
Wisconsin(1/3/2024)
RR
Wyoming(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
