Mary E. Cohane
Professional summary
Mary E Cohane, who also goes by Mary Elizabeth Wrafter, is a registered financial professional currently at BABCOCK & BROWN SECURITIES LLC located in Cos Cob, Connecticut.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2018. Mary has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary E Cohane's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2018 - Present
BABCOCK & BROWN SECURITIES LLC
Office #1: 29 River Road Suite 102, Cos Cob, CT 06807-2745State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/13/2018
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BABCOCK & BROWN SECURITIES LLC
CRD#: 169440 / SEC#: , 8-69368
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
