Yuzhen Chen
Professional summary
Yuzhen Chen, who also goes by Cathy Chen, is a registered financial professional currently at WEALTHHOUSE ADVISORS INC located in Livingston, New Jersey.
Yuzhen is registered as a RR (Registered Representative) and started their career in finance in 2010. Yuzhen has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yuzhen Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2024 - Present
WEALTHHOUSE ADVISORS INC
February 18, 2020 - August 30, 2024
LANDOLT SECURITIES, INC.
May 9, 2019 - January 28, 2020
NI ADVISORS
October 20, 2018 - April 10, 2019
NI ADVISORS
July 8, 2013 - April 28, 2017
HSBC SECURITIES (USA) INC.
April 29, 2010 - June 18, 2013
MSI FINANCIAL SERVICES, INC.
March 22, 2010 - April 5, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2024)
Exams
Series 99TO
Date: 1/11/2024
Operations Professional ExaminationFINRA
Current Firm
WEALTHHOUSE ADVISORS INC
CRD#: 323088 / SEC#: , 8-70973
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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