Steven A. Sanchez
Professional summary
Steven Andrew Sanchez, who also goes by Steven A Sanchez, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lathrop, California and STATE FARM VP MANAGEMENT CORP. located in Livermore, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Steven has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Andrew Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #2: 2602 Old 1st St, Livermore, CA 94550-2001November 12, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2602 Old 1st St, Livermore, CA 94550-2001October 24, 2019 - February 25, 2020
SORRENTO PACIFIC FINANCIAL, LLC
October 22, 2019 - February 25, 2020
SORRENTO PACIFIC FINANCIAL, LLC
January 5, 2017 - July 30, 2019
VOYA FINANCIAL ADVISORS, INC.
November 16, 2016 - July 30, 2019
VOYA FINANCIAL ADVISORS, INC.
July 2, 2014 - November 23, 2016
VALIC FINANCIAL ADVISORS, INC.
July 1, 2014 - November 23, 2016
VALIC FINANCIAL ADVISORS, INC.
June 11, 2013 - April 14, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
June 11, 2013 - April 14, 2014
ALLSTATE FINANCIAL SERVICES, LLC
October 11, 2011 - February 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2011 - February 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 10, 2011 - April 27, 2011
UBS FINANCIAL SERVICES INC.
February 9, 2011 - April 27, 2011
UBS FINANCIAL SERVICES INC.
April 8, 2010 - July 9, 2010
NATIONAL PLANNING CORPORATION
December 1, 2009 - March 17, 2010
CHASE INVESTMENT SERVICES CORP.
October 14, 2009 - November 9, 2009
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
(8/18/2025)
(11/13/2020)
(2/28/2024)
(6/26/2024)
(6/26/2024)
(8/21/2025)
(8/25/2025)
Exams
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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