LH
Lindsey Hall
CETERA INVESTMENT ADVISERS LLC
WEST DES MOINES, IA 50266
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CRD#: 5625944
LH
Professional summary
Lindsey Hall, who also goes by Lindsey Jean Hall, Lindsey J Hall, Lindsey Hall, Lindsey Jean Torres, Lindsey Torres, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Des Moines, Iowa and CETERA WEALTH SERVICES, LLC located in West Des Moines, Iowa.
Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Lindsey has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lindsey Jean Hall | Lindsey J Hall | Lindsey Hall | Lindsey Jean Torres | Lindsey Torres
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: WINESTYLES; INVESTMENT RELATED: NO; ADDRESS: 5515 MILLS CIVIC PKWY #120, WEST DES MOINES, IA 50266; NATURE OF BUSINESS: SALES AND SERVICE; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE & SERVER; APX NUMBER OF HOURS PER WEEK: UP TO 10; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 10; BRIEF DESCRIPTION OF DUTIES: SALES AND SERVING OF WINE & BEER; (2) NAME OF OTHER BUSINESS: CRUNCH FITNESS/FITNESS VENTURES LLC; INVESTMENT RELATED: NO; ADDRESS: 1200 E. ARMY POST RD. DES MOINES, IA 50315; NATURE OF BUSINESS: FITNESS/YOGA; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: YOGA INSTRUCTOR/GROUP FITNESS COACH; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACH YOGA AND FITNESS CLASSES;
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266RIA
CRD#: 105644
WEST DES MOINES, IA
Current
December 12, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266BD
CRD#: 13572
West Des Moines, IA
Current
December 12, 2019 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266BD
CRD#: 10358
West Des Moines, IA
Current
December 12, 2019 - Present
CETERA ADVISORS LLC
Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266Office #2: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266BD
CRD#: 10299
West Des Moines, IA
Past
December 12, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 12, 2019 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
W Des Moines, IA
Past
February 27, 2019 - December 13, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Des Moines, IA
Past
December 17, 2018 - December 13, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(12/12/2019)
IAR
Iowa(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644West Des Moines, IA 50266TRUST BUT VERIFY
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