Fred G. Robinette

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CRD#: 5625697

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fred Garfield Robinette IV, who also goes by Robbie Robinette, was a registered financial professional .

Fred is a previously registered financial professional and started their career in finance in 2010. Fred had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Robbie Robinette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 7, 2010 - September 29, 2017

RGM SECURITIES, LLC

CRD#: 148086

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

RGM SECURITIES, LLC

CRD#: 148086 / SEC#: , 8-67964

Terminated by SEC on 11/28/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/20/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
RGM ADVISORS, LLC	SOLE MEMBER
BIARD, ROBERT GILLIS	HEAD OF TRADING, BLINK TEAM	4514131
BOYD, RONALD SCOTT	BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER	2846392
FOWLER, SCOTT ALAN	BOARD OF MANAGERS, CHIEF FINANCIAL OFFICER AND TREASURER	3004363
MAYER, BARI SHIVA	HEAD OF TRADING, CLARITY TEAM	6470069
SCHWAB, MELISSA DAWN	BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER AND SECRETARY	5643021
WILLIAMS, DAVID RENE	DIRECTOR OF TRADING OPERATIONS	5776462

Red Flags

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