Bari Shiva Mayer
Professional Summary
Bari Shiva Mayer, who also goes by Shiva Mayer, is a registered financial advisor currently at DRW EXECUTION SERVICES, LLC located in Chicago, Illinois. Bari is registered as a RR (Registered Representative) and started their career in finance in 2015. Bari has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shiva Mayer
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
DRW EXECUTION SERVICES, LLC
Contact Information
Main Address
540 W. Madison St. Suite 2500, Chicago, IL 60661Mailing Address
540 W. Madison St. Suite 2500, Chicago, IL 60661Phone Number
(312) 542-1000Established
Delaware since 07/28/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bari Shiva Mayer's CRS (Customer Relationship Summary).
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