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LL

Lauren M. Lazar

VANGUARD MARKETING
SCOTTSDALE, AZ 85260
Some features on this profile are disabled
CRD#: 5625157
LL
Lauren Mary LazarVANGUARD MARKETING

Professional summary

Lauren Mary Lazar, who also goes by Lauren M Lazar, Lauren Lazar, Lauren Marylazar, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.

Lauren is registered as a RR (Registered Representative) and started their career in finance in 2009. Lauren has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Lauren M Lazar | Lauren Lazar | Lauren Marylazar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Mary Lazar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

VANGUARD MARKETING CORPORATION

Office #1: 14321 N Northsight Blvd, Scottsdale, AZ 85260
BD
CRD#: 7452
SCOTTSDALE, AZ
Past

August 16, 2021 - June 10, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PORTLAND, OR
Past

July 15, 2021 - June 10, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
TIGARD, OR
Past

November 16, 2020 - June 9, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Boston, MA
Past

November 13, 2020 - June 9, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Boston, MA
Past

December 4, 2018 - September 30, 2019

FISHER INVESTMENTS

RIA
CRD#: 107342
CAMAS, WA
Past

January 30, 2017 - November 20, 2018

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Boston, MA
Past

September 9, 2014 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
BOSTON, MA
Past

June 4, 2014 - November 20, 2018

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
BOSTON, MA
Past

July 17, 2012 - June 11, 2013

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

April 27, 2010 - June 15, 2012

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
SCHAUMBURG, IL
Past

June 4, 2009 - March 19, 2010

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/5/2026)
RR
Alaska
(2/5/2026)
RR
Arizona
(2/5/2026)
RR
Arkansas
(2/5/2026)
RR
California
(2/5/2026)
RR
Colorado
(2/5/2026)
RR
Connecticut
(2/5/2026)
RR
Delaware
(2/5/2026)
RR
District of Columbia
(2/5/2026)
RR
Florida
(2/5/2026)
RR
Georgia
(2/5/2026)
RR
Hawaii
(2/5/2026)
RR
Idaho
(2/5/2026)
RR
Illinois
(2/5/2026)
RR
Indiana
(2/5/2026)
RR
Iowa
(2/5/2026)
RR
Kansas
(2/5/2026)
RR
Kentucky
(2/5/2026)
RR
Louisiana
(2/5/2026)
RR
Maine
(2/5/2026)
RR
Maryland
(2/5/2026)
RR
Massachusetts
(2/5/2026)
RR
Michigan
(2/5/2026)
RR
Minnesota
(2/5/2026)
RR
Mississippi
(2/5/2026)
RR
Missouri
(2/5/2026)
RR
Montana
(2/5/2026)
RR
Nebraska
(2/5/2026)
RR
Nevada
(2/5/2026)
RR
New Hampshire
(2/5/2026)
RR
New Jersey
(2/5/2026)
RR
New Mexico
(2/5/2026)
RR
New York
(2/5/2026)
RR
North Carolina
(2/5/2026)
RR
North Dakota
(2/5/2026)
RR
Ohio
(2/5/2026)
RR
Oklahoma
(2/5/2026)
RR
Oregon
(2/4/2026)
RR
Pennsylvania
(2/5/2026)
RR
Puerto Rico
(2/5/2026)
RR
Rhode Island
(2/5/2026)
RR
South Carolina
(2/5/2026)
RR
South Dakota
(2/5/2026)
RR
Tennessee
(2/5/2026)
RR
Texas
(2/5/2026)
RR
Utah
(2/5/2026)
RR
Vermont
(2/5/2026)
RR
Virgin Islands
(2/5/2026)
RR
Virginia
(2/5/2026)
RR
Washington
(2/5/2026)
RR
West Virginia
(2/5/2026)
RR
Wisconsin
(2/5/2026)
RR
Wyoming
(2/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/25/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/13/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/3/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BISORDI, JOHNDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL7526828
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRANCATO, MATTHEW CLARKDIRECTOR, VICE PRESIDENT6220380
JAMES, JOHN MARKDIRECTOR, SENIOR VICE PRESIDENT5594356
KADJESKI, ANDREW MICHAELCHAIRMAN, PRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530

Disclosures

Regulatory Event47
Arbitration8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANGUARD MARKETING CORPORATION

CRD#: 7452Scottsdale, AZ 85260

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