Terri Herring

NOBLES & RICHARDS ADVISORS

Plano, TX 75074

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CRD#: 5624874

Professional summary

Terri Herring, who also goes by Terri Sue Herring, Terri Herring, is a registered financial advisor currently at NOBLES & RICHARDS ADVISORS, LLC located in Plano, Texas and NOBLES & RICHARDS, INC. located in Plano, Texas.

Terri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Terri has worked at 5 firms and has passed the Series 65, Series 99TO, Series 82TO, SIE, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terri Sue Herring | Terri Herring

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

XLII Financial Services, LLC, 10023 Apple Creek Drive, started 8-1-18, Inv-rel, Mutual fund and insurance retailer retirement related, indep. cont., FinOp, 5hrs/mo, 0 hrs during trading hrs, Duties: Provide FinOp services and prepare monthly financial statements Brown & Brown Securities, 6440 N Central Expy #107 Dallas, TX 75206, 5/1/2024, Inv related, Accountant, Indep Contractor, 25/hrs/mo, none during trading hours, duties: accounting, report gen, payroll, invoicing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terri Herring's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2025 - Present

NOBLES & RICHARDS ADVISORS, LLC

Office #1: 801 E. Plano Pkwy Suite 220, Plano, TX 75074

RIA

CRD#: 281539

Plano, TX

Current

March 27, 2012 - Present

NOBLES & RICHARDS, INC.

Office #1: 801 East Plano Parkway Suite 220, Plano, TX 75074

CRD#: 146870

Plano, TX

Current

August 8, 2018 - Present

XLII FINANCIAL SERVICES LLC

Office #1: 10023 Apple Creek Drive, Dallas, TX 75243

CRD#: 289250

Dallas, TX

Past

April 10, 2013 - May 31, 2019

BV SECURITIES, LLC

CRD#: 103800

Irving, TX

Past

December 12, 2008 - December 31, 2009

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/5/2025)

IAR

Texas
(7/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 82TO

Date: 11/7/2018

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/8/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 1/2/2023

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

NOBLES & RICHARDS ADVISORS, LLC

CRD#: 281539 / SEC#:

Florida

Registered Investment Advisory firm - (10/6/2025 Approved)

New Jersey

Registered Investment Advisory firm - (11/5/2025 Approved)

New York

Registered Investment Advisory firm - (4/9/2025 Approved)

Texas

Registered Investment Advisory firm - (4/7/2016 Approved)

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Contact information

Main Address

801 E. Plano Pkwy Suite 220, Plano, TX 75074

Mailing Address

Phone number

(214) 642-6603

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 34,380,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terri Herring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terri Herring's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLES & RICHARDS, INC.

XLII FINANCIAL SERVICES LLC

BV SECURITIES, LLC

EVOLVE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2025

Series 99TO

Date: 1/2/2023

Series 82TO

Date: 11/7/2018

SIE

Date: 10/8/2018

Series 24

Date: 10/25/2023

Series 28

Date: 1/2/2023

FINRA

Current Firm

NOBLES & RICHARDS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOBLES & RICHARDS ADVISORS, LLC

TRUST BUT VERIFY

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