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Wissam Nicolas Ayache

CRD# 5624604·Registered 2009 - 2019
Previously Registered: Being a previously registered professional could mean that Wissam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wissam Nicolas Ayache, who also goes by Wissam Ayache, was a registered financial advisor. Wissam was a previously registered financial professional and started their career in finance 2009 - 2019. Wissam had worked at 2 firms and has passed the SIE, Series 56 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wissam Ayache

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

TWO RIVERS TRADING GROUP LLC·CRD# 158549
BD
New York, NY
August 18, 2015 - April 18, 2019
BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
New York, NY
January 21, 2009 - July 29, 2015

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Current Firm

TR
TWO RIVERS TRADING GROUP LLC

TWO RIVERS TRADING GROUP LLC | ZONE EQUITY GROUP, LLC

CRD#: 158549 / SEC#: 8-68907
BD
Terminated by SEC on 12/15/2019

Contact Information

Established

New York since 11/13/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TWO RIVERS ENTITIES LLCMANAGING MEMBER/OWNER—
CHAN TERRACCIANO, ELENACHIEF COMPLIANCE OFFICER6073707
OBSBAUM, FREDRIC MICHAELFINOP1160811
YOUSSIS, CONSTANTINOSMANAGING MEMBER5302718

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Sep 2015

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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