RD
Rochelle M. Davis
STRATEGIC ADVISERS LLC
LEHI, UT
Some features on this profile are disabled
CRD#: 5622422
RD
Professional summary
Rochelle M. Davis, who also goes by Rochelle M Davis, Rochelle Marie Davis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lehi, Utah and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Rochelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Rochelle has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rochelle M Davis | Rochelle Marie Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rochelle M. Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 49 North 400 West, Salt Lake City, UT 84101RIA
CRD#: 104555
LEHI, UT
Current
November 25, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101BD
CRD#: 7784
Salt Lake City, UT
Past
November 4, 2016 - June 27, 2025
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
October 4, 2016 - June 27, 2025
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
September 1, 2015 - September 15, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CINCINNATI, OH
Past
August 28, 2015 - September 15, 2016
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CINCINNATI, OH
Past
October 21, 2014 - January 15, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Past
August 5, 2014 - September 8, 2014
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Carlsbad, CA
Past
June 4, 2014 - August 5, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
CARLSBAD, CA
Past
December 18, 2013 - January 23, 2014
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
SAN DIEGO, CA
Past
December 4, 2013 - February 25, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
May 5, 2011 - September 16, 2013
MORGAN STANLEY
RIA
CRD#: 149777
CINCINNATI, OH
Past
March 22, 2010 - September 16, 2013
MORGAN STANLEY
BD
CRD#: 149777
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2025)
RR
Alaska(12/17/2025)
RR
Arizona(12/17/2025)
RR
Arkansas(12/17/2025)
RR
California(12/17/2025)
RR
Colorado(12/17/2025)
RR
Connecticut(12/17/2025)
RR
Delaware(12/17/2025)
RR
District of Columbia(12/17/2025)
RR
Florida(12/17/2025)
RR
Georgia(12/17/2025)
RR
Hawaii(12/17/2025)
RR
Idaho(12/17/2025)
RR
Illinois(12/17/2025)
RR
Indiana(12/17/2025)
RR
Iowa(12/17/2025)
RR
Kansas(12/17/2025)
RR
Kentucky(12/17/2025)
RR
Louisiana(12/17/2025)
RR
Maine(12/17/2025)
RR
Maryland(12/17/2025)
RR
Massachusetts(12/17/2025)
RR
Michigan(12/17/2025)
RR
Minnesota(12/17/2025)
RR
Mississippi(12/17/2025)
RR
Missouri(12/17/2025)
RR
Montana(12/17/2025)
RR
Nebraska(12/17/2025)
RR
Nevada(12/17/2025)
RR
New Hampshire(12/17/2025)
RR
New Jersey(12/17/2025)
RR
New Mexico(12/17/2025)
RR
New York(12/17/2025)
RR
North Carolina(12/17/2025)
RR
North Dakota(12/17/2025)
RR
Ohio(12/17/2025)
RR
Oklahoma(12/17/2025)
RR
Oregon(12/17/2025)
RR
Pennsylvania(12/17/2025)
RR
Puerto Rico(12/17/2025)
RR
Rhode Island(12/17/2025)
RR
South Carolina(12/17/2025)
RR
South Dakota(12/17/2025)
RR
Tennessee(12/17/2025)
RR
Texas(12/17/2025)
IAR
Texas(12/19/2025)
RR
Utah(11/25/2025)
IAR
Utah(12/22/2025)
RR
Vermont(12/17/2025)
RR
Virginia(12/17/2025)
RR
Washington(12/17/2025)
RR
West Virginia(12/17/2025)
RR
Wisconsin(12/17/2025)
RR
Wyoming(12/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
