Daniel G. Schwartz
Professional summary
Daniel Gene Schwartz, CFA, who also goes by Daniel Schwartz Mr., Daniel Schwartz, Dan Schwartz, is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Gene Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 299 Park Avenue 5th Floor, New York, NY 10171July 21, 2021 - August 10, 2022
BLACKSTONE SECURITIES PARTNERS L.P.
January 3, 2019 - May 13, 2021
AQR INVESTMENTS, LLC
January 19, 2009 - December 31, 2018
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/20/2026
General Securities Representative ExaminationFINRA
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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