Tim J. Barbacane
Professional summary
Tim John Barbacane, who also goes by Tim Barbacane, Timothy John Barbacane, Timothy Barbacane, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Drexel Hill, Pennsylvania.
Tim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Tim has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tim John Barbacane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tim John Barbacane's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 5050 State Rd 2nd Floor, Drexel Hill, PA 19026January 12, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 5050 State Rd 2nd Floor, Drexel Hill, PA 19026April 8, 2022 - January 17, 2023
VANGUARD ADVISERS, INC.
April 8, 2022 - January 17, 2023
VANGUARD MARKETING CORPORATION
June 8, 2021 - January 24, 2022
PRUCO SECURITIES, LLC.
January 26, 2021 - January 24, 2022
PRUCO SECURITIES, LLC.
September 6, 2016 - April 23, 2020
CITIZENS SECURITIES, INC.
September 6, 2016 - April 23, 2020
CITIZENS SECURITIES, INC.
April 30, 2014 - September 8, 2016
SANTANDER SECURITIES LLC
April 29, 2014 - September 8, 2016
SANTANDER SECURITIES LLC
September 28, 2012 - April 30, 2014
CITIGROUP GLOBAL MARKETS INC.
September 28, 2012 - April 30, 2014
CITIGROUP GLOBAL MARKETS INC.
November 15, 2010 - January 27, 2012
MORGAN STANLEY
November 15, 2010 - January 27, 2012
MORGAN STANLEY
September 16, 2009 - November 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 12, 2009 - November 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2025)
(1/12/2024)
(1/12/2024)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
