ST
Stephen P. Todd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Dothan, AL 36301
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CRD#: 5622160
ST
Professional summary
Stephen Page Todd, who also goes by Page Todd, S Page Todd, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Dothan, Alabama and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Dothan, Alabama.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Page Todd | S Page Todd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STEPHEN PAGE TODD, 203 JAMESTOWN BLVD, STE 1, DOTHAN, AL, 01/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 1 HR/MO TRADING. 2) TODD FARMS, LLC, 205 HAZELWOOD AVE, DOTHAN, AL, 02/2020, OWNER, REAL ESTATE, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) ADVISORYSOUTH HOLDINGS, LLC, 2878 JOHNSON FERRY RD, STE 150, MARIETTA, GA, 04/2020, CO-OWNER, LLC, NIR, 1 HR/MO, 0 HR/MO TRADING. 5) PBJ&G PEOPERTIES LLC, 205 HAZELWOOD AVE, DOTHAN, AL, 08/2018, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 6) CACHE RIVER FLATS LLC, 205 HAZELWOOD AVE, DOTHAN, AL, 08/2018, MANAGER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) TODD PROPERTIES LLC, 205 HAZELWOOD AVE, DOTHAN, AL, 08/2002, MANAGER, RENTAL PROPERTIES, NIR, 2 HR/MO, 0 HR/MO TRADING. 8) ADVISORYSOUTH LLC, 203 JAMESTOWN BLVD, STE 1, DOTHAN, AL, 03/2015, OWNER, DBA, INV REL, 200 HR/MO, 140 HR/MO TRADING. 9) ATA VENTURES, LLC, 203 JAMESTOWN BLVD, SUITE 1, DOTHAN, AL, 04/2021, OWNER, REAL ESTATE, NIR, 0 HR/MO, 0 HR/MO TRADING. 10) TODD FINANCIAL SERVICES LLC, 205 HAZELWOOD AVE, DOTHAN, AL, 08/2009, OWNER, DBA, NIR, 200 HR/MO, 140 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Page Todd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 203 Jamestowne Blvd. Ste 1, Dothan, AL 36301RIA
CRD#: 134139
Dothan, AL
Current
August 13, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 203 Jamestown Blvd. Ste 1, Dothan, AL 36301BD
CRD#: 39543
Dothan, AL
Past
April 20, 2016 - August 14, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
DOTHAN, AL
Past
May 6, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
DOTHAN, AL
Past
March 10, 2009 - August 14, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
DOTHAN, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/2019)
IAR
Alabama(8/14/2019)
RR
Arizona(11/14/2024)
RR
California(6/8/2025)
RR
Florida(8/13/2019)
RR
Georgia(8/13/2019)
RR
Illinois(11/27/2019)
RR
Kansas(6/2/2025)
RR
Maine(8/13/2019)
RR
Maryland(6/30/2023)
RR
Tennessee(8/13/2019)
RR
Texas(8/13/2019)
IAR
Texas(8/13/2019)
RR
Virginia(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
