Alan J. Popowski
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
SANDY HOOK, CT
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CRD#: 5622111
Professional summary
Alan Joseph Popowski, CFP®, who also goes by Alan Joseph Popowski, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sandy Hook, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Alan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As an Executive Planning Consultant, I work with executives to empower them to optimize their employer benefits, organize their financial lives, and lead them through a holistic planning experience. Throughout our relationship together, we will collaborate to help you gain confidence and understanding of your unique financial situation. My goal is to be your advocate and resource, which enables you to maximize the breadth and depth of Fidelity's full offering.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Joseph Popowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Joseph Popowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Roger Williams University
Bachelor of Science (BS) - Marketing
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SANDY HOOK, CT
Current
January 13, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107BD
CRD#: 7784
West Hartford, CT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SANDY HOOK, CT
Past
March 8, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WEST HARTFORD, CT
Past
April 28, 2010 - November 1, 2010
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
STAMFORD, CT
Past
January 9, 2009 - March 11, 2010
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
DARIEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2023)
RR
Arizona(8/13/2021)
RR
Arkansas(9/29/2023)
RR
California(8/13/2021)
RR
Colorado(6/14/2021)
RR
Connecticut(1/13/2011)
IAR
Connecticut(3/31/2025)
RR
Delaware(8/13/2021)
RR
District of Columbia(8/13/2021)
RR
Florida(3/22/2021)
RR
Georgia(8/13/2021)
RR
Hawaii(8/13/2021)
RR
Idaho(8/13/2021)
RR
Illinois(4/7/2021)
RR
Indiana(8/13/2021)
RR
Iowa(3/4/2022)
RR
Kansas(6/14/2021)
RR
Kentucky(6/4/2021)
RR
Louisiana(8/13/2021)
RR
Maine(8/13/2021)
RR
Maryland(8/13/2021)
RR
Massachusetts(11/17/2020)
RR
Michigan(8/13/2021)
RR
Minnesota(4/30/2021)
RR
Missouri(8/13/2021)
RR
Montana(5/28/2025)
RR
Nevada(8/13/2021)
RR
New Hampshire(8/19/2021)
RR
New Jersey(3/22/2021)
RR
New Mexico(9/29/2023)
RR
New York(3/22/2021)
RR
North Carolina(4/7/2021)
RR
Ohio(8/15/2021)
RR
Oregon(8/13/2021)
RR
Pennsylvania(6/14/2021)
RR
Rhode Island(6/4/2021)
RR
South Carolina(3/22/2021)
RR
Tennessee(8/13/2021)
RR
Texas(11/17/2020)
IAR
Texas(3/31/2025)
RR
Utah(11/17/2020)
RR
Vermont(5/6/2022)
RR
Virginia(8/13/2021)
RR
Washington(4/7/2021)
RR
West Virginia(5/6/2022)
RR
Wisconsin(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Sandy Hook, CTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
