John Patrick Tierney
Professional Summary
John Patrick Tierney, who also goes by John Tierney, is a registered financial advisor currently at TPG CAPITAL BD, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 5 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Patrick Tierney, John Tierney
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TPG CAPITAL BD, LLC
Contact Information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102Phone Number
(817) 871-4000Established
Texas since 03/21/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Patrick Tierney's CRS (Customer Relationship Summary).
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