Robert A. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Aaron Gibson, AIF® was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2012. Robert had worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2021 - February 12, 2025
HUB INTERNATIONAL INVESTMENT SERVICES INC.
March 23, 2017 - April 13, 2020
LPL FINANCIAL LLC
June 22, 2015 - March 9, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 6, 2012 - June 22, 2015
LPL FINANCIAL LLC
February 27, 2012 - July 19, 2012
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
