James S. Johnson
VARRA WEALTH MANAGEMENT LLC
Louisville, CO 80027
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CRD#: 5621121
Professional summary
James Stanley Johnson, CFP® is a registered financial advisor currently at VARRA WEALTH MANAGEMENT LLC located in Louisville, Colorado and LPL FINANCIAL LLC located in Louisville, Colorado.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Business Succession Planning
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Retirement Income Management
Estate Planning
Insurance Planning
Small Business Planning
Long-term Care
Tax Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1/16/2019 - DBA for LPL Business (entity for LPL business) - Varra Financial Associates - 100% - Louisville, CO 2. 05/28/2019 - Varra Financial Associates - Inv related - At reported business location(s) - Non-Variable Insurance - start date:05/27/2019 - 10 hrs/mo - 10 hrs during trading. 3. 12/02/2022 - Rocky Mountain Insurance Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Solicitor/Agent - Start Date - 08/01/2022 - 15 Hours Per Month/15 Hours During Securities Trading 4. 2/24/2023 - Varra Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/22/2022 - 150 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Varra Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/05/2024 - Varra Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 0 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view James Stanley Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 22, 2022 - Present
VARRA WEALTH MANAGEMENT LLC
Office #1: 1849 Cherry St. Unit 16, Louisville, CO 80027RIA
CRD#: 324044
Louisville, CO
Current
January 16, 2019 - Present
LPL FINANCIAL LLC
Office #1: 1849 Cherry Street, Unit 16, Louisville, CO 80027RIA
BD
CRD#: 6413
Louisville, CO
Past
January 16, 2019 - December 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
December 25, 2008 - December 12, 2018
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
Arvada, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VARRA WEALTH MANAGEMENT LLC
VARRA FINANCIAL | VARRA WEALTH MANAGEMENT LLC
CRD#: 324044 / SEC#: 801-127022
RIA
Registered Investment Advisory firm - (12/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/13/2019)
RR
California(11/21/2023)
RR
Colorado(1/16/2019)
IAR
Colorado(12/22/2022)
RR
Florida(8/24/2020)
RR
Illinois(1/16/2019)
RR
Michigan(5/20/2022)
IAR
Nebraska(5/16/2023)
RR
Nebraska(5/28/2024)
RR
New York(10/17/2025)
RR
North Carolina(9/14/2023)
RR
Tennessee(10/2/2024)
IAR
Texas(8/4/2023)
RR
Texas(8/23/2023)
RR
Wisconsin(5/14/2025)
RR
Wyoming(10/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VARRA WEALTH MANAGEMENT LLC
VARRA FINANCIAL | VARRA WEALTH MANAGEMENT LLC
CRD#: 324044 / SEC#: 801-127022
RIA
Registered Investment Advisory firm - (12/9/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1849 Cherry St. Unit 16, Louisville, CO 80027
Mailing Address
Phone number
(303) 665-2822
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,121 |
| AUM (Assets Under Management) | $ 237,502,237 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VARRA WEALTH MANAGEMENT LLC
CRD#: 324044Louisville, CO 80027TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
