Brandon A. Morton

FINANCIAL DESIGNS

CLAREMONT, CA 91711-5805

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CRD#: 5619974

Professional summary

Brandon A Morton is a registered financial advisor currently at FINANCIAL DESIGNS CORPORATION located in Claremont, California.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brandon has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon A Morton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

FINANCIAL DESIGNS CORPORATION

Office #1: 540 W. Baseline Rd #10, Claremont, CA 91711-5805

RIA

CRD#: 14829

CLAREMONT, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL DESIGNS CORPORATION

CRD#: 14829 / SEC#: 801-49374, 8-31336

RIA

Registered Investment Advisory firm - SEC (5/24/1995 Approved)

Terminated by SEC on 05/30/2010

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINANCIAL DESIGNS CORPORATION

CRD#: 14829 / SEC#: 801-49374, 8-31336

RIA

Registered Investment Advisory firm - SEC (5/24/1995 Approved)

Terminated by SEC on 05/30/2010

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Contact information

Main Address

540 W. Baseline Rd #10, Claremont, CA 91711-5805

Mailing Address

Phone number

(909) 626-1642

Established

California since 03/09/1981

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL DESIGNS WRAP FEE PROGRAM (2/17/2025)

FINANCIAL DESIGNS CORP (2/17/2025)

Direct owners and executive officers

Name	Position	CRD#
RONALD A. BILECKI & JUDY A. BILECKI, TTEES OF THE 2002 BILECKI FAMILY TRUST, DATED 8-27-02	OWNER, LIVING TRUST "569-56-0084"
BILECKI, JUDY ANN	VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02
BILECKI, RONALD ALLAN	PRESIDENT, FINOP, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02	803553
PAVAN, NINO GABRIEL	V.P., CHIEF COMPLIANCE OFFICER	2358609

Regulatory assets under management

Total Number of Accounts	1,305
AUM (Assets Under Management)	$ 454,465,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon A. Morton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon A Morton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL DESIGNS CORPORATION

Primary Firm SEC Registration

FINANCIAL DESIGNS CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

FINANCIAL DESIGNS CORPORATION

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

FINANCIAL DESIGNS CORPORATION

TRUST BUT VERIFY

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