Taylor O. Wall

POINTOAK RETIREMENT ADVISORS

Mclean, VA 22102

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CRD#: 5619706

Professional summary

Taylor Owen Wall, who also goes by Taylor Wall, is a registered financial advisor currently at POINTOAK RETIREMENT ADVISORS located in Mclean, Virginia.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Taylor has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taylor Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Capstone Retirement Group Investment Related: Yes Address: 1945 Old Gallows Suite 350 Vienna VA 22182 Nature of Business: Registered Field Assistant Position, Title or Relationship: Client associate Start Date: 2/2/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Operations and analytics Business Name: Taylor Wall Investment Related: No Address: 1260 Krise Circle Lynchburg VA 24503 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Owen Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

POINTOAK RETIREMENT ADVISORS

Office #1: 1751 Pinnacle Dr Ste 600, Mclean, VA 22102

RIA

CRD#: 314866

Mclean, VA

Past

December 5, 2018 - February 7, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

FALLS CHURCH, VA

Past

August 3, 2015 - February 7, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

FALLS CHURCH, VA

Past

September 15, 2009 - August 16, 2012

MORGAN STANLEY

RIA

CRD#: 149777

LYNCHBURG, VA

Past

September 15, 2009 - August 16, 2012

MORGAN STANLEY

CRD#: 149777

LYNCHBURG, VA

Past

February 17, 2009 - July 7, 2009

EDWARD JONES

RIA

CRD#: 250

LYNCHBURG, VA

Past

January 21, 2009 - July 7, 2009

EDWARD JONES

CRD#: 250

LYNCHBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINTOAK RETIREMENT ADVISORS

POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC

CRD#: 314866 / SEC#: 801-122008

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/3/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/20/2009

General Securities Representative Examination

Current Firm

POINTOAK RETIREMENT ADVISORS

POINTOAK RETIREMENT ADVISORS | POINTOAK RETIREMENT ADVISORS, LLC

CRD#: 314866 / SEC#: 801-122008

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

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Contact information

Main Address

1751 Pinnacle Dr Ste 600, Mclean, VA 22102

Mailing Address

Phone number

(703) 595-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 818,662,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Taylor O. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Owen Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

POINTOAK RETIREMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2018

Series 63

Date: 9/16/2015

Series 66

Date: 1/29/2009

SIE

Date: 10/1/2018

Series 6

Date: 8/3/2015

Series 7

Date: 1/20/2009

Current Firm

POINTOAK RETIREMENT ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINTOAK RETIREMENT ADVISORS

TRUST BUT VERIFY

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