SM
Sunil D. Misra
DMK ADVISOR GROUP
Orange Park, FL
Some features on this profile are disabled
CRD#: 5617829
SM
Professional summary
Sunil Dutt Misra, ChFC®, CLU® is a registered financial advisor currently at DMK ADVISOR GROUP, INC. located in Orange Park, Florida.
Sunil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sunil has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDUS INTERNATIONAL LLC - FIXED INSURANCE PRODUCTS -MANAGING PARTNER. INVESTMENT RELATED: No DEVOTE APPROX: 20-40 HRS PER WEEK START DATE: 05/02/2011 2) COMPASS FINANCIAL MANAGEMENT LLC - RIA INVESTMENT RELATED: No DEVOTE APPROX: 20 HRS PER WEEK 2422 W Sunset Dr. Tampa, FL 33629 Phone: (813)831-5168. Managed Advisory accounts, 20-40 per week. 3) ROTARY CLUB OF ORANGE PARK SUNSET POSITION: Board Member NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 8 PER MONTH SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 620 Wells Rd, ORANGE PARK FL 32073 DESCRIPTION: Attend board meetings and provide support to the Board. 4) SUNIL MISRA LLC POSITION: Managing Partner/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 PER MONTH SECURITIES TRADING HOURS: 0 START DATE: 3/23/2011 ADDRESS: 3489 Laurel Mill Dr. Orange Park, FL 32065 DESCRIPTION: IT Consulting Services-project management, business analysis and programming
CRS (Client Relationship Summary) - RIA
Click below to view Sunil Dutt Misra's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sunil Dutt Misra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 2, 2025 - Present
DMK ADVISOR GROUP, INC.
RIA
BD
CRD#: 41067
Orange Park, FL
Current
March 29, 2019 - Present
DMK ADVISOR GROUP, INC.
Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558RIA
BD
CRD#: 41067
Lutz, FL
Past
January 6, 2022 - November 8, 2022
DMK ADVISOR GROUP, INC.
RIA
CRD#: 41067
Jacksonville, FL
Past
May 13, 2021 - October 7, 2025
COMPASS FINANCIAL MANAGEMENT LLC
RIA
CRD#: 156345
Jacksonville, FL
Past
August 28, 2019 - December 31, 2021
DMK ADVISOR GROUP, INC.
RIA
CRD#: 41067
Jacksonville, FL
Past
January 23, 2018 - April 10, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
JACKSONVILLE, FL
Past
August 14, 2015 - July 25, 2018
NEW CENTURY FINANCIAL GROUP, LLC
RIA
CRD#: 104553
JACKSONVILLE, FL
Past
June 30, 2015 - April 10, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
JACKSONVILLE, FL
Past
January 18, 2014 - July 1, 2015
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
June 23, 2009 - October 22, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
JACKSONVILLE, FL
Past
June 3, 2009 - October 22, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
JACKSONVILLE, FL
Past
February 20, 2009 - May 26, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
JACKSONVILLE, FL
Past
January 15, 2009 - May 26, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.
CRD#: 41067 / SEC#: 801-121389, 8-49279
RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/29/2019)
IAR
California(7/2/2025)
RR
Florida(9/19/2019)
IAR
Florida(8/5/2025)
RR
Georgia(3/29/2019)
IAR
Indiana(7/2/2025)
RR
North Carolina(3/29/2019)
RR
North Dakota(3/29/2019)
IAR
North Dakota(7/8/2025)
RR
South Carolina(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.
CRD#: 41067 / SEC#: 801-121389, 8-49279
RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Mailing Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Phone number
(303) 470-5664
Established
Colorado since 04/30/1996
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
42
SEC notice filing (34 States and Territories)
FINRA licenses (46 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DESAI, JANAK R | DIRECTOR | 6307455 |
| DOUGLAS, KELVIN RAY | DIRECTOR | 4723703 |
| MISRA, SUNIL DUTT | DIRECTOR/PRINCIPAL | 5617829 |
| PEREZ, JORGE RAMON | DIRECTOR | 2253547 |
| SCHWARTZ, HAROLD ALAN | CEO/PRINCIPAL | 841225 |
| BASKETT, ERIN ELAINE | CHIEF COMPLIANCE OFFICER | 4538604 |
| GALLIGAN, PETER B | FINOP | 1873304 |
| GROSMAN, BARRY JULIAN | DIRECTOR | 7967542 |
| KOHN, STEPHEN ALAN | MUNI PRINCIPAL | 1267211 |
| OHMAN, JOHN DAVID | ROP/CROP | 1059085 |
Regulatory assets under management
| Total Number of Accounts | 469 |
| AUM (Assets Under Management) | $ 84,480,870 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
