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John Robert Donovan Iii

TOWERBROOK FINANCIAL, L.P.
NEW YORK, NY
·CRD# 5616933·17 years experience

Professional Summary

John Robert Donovan III, who also goes by John Robert Donovan, John Robert III Donovan, is a registered financial advisor currently at TOWERBROOK FINANCIAL, L.P. located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Robert Donovan, John Robert Iii Donovan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

TOWERBROOK FINANCIAL, L.P.·CRD# 155535
BD
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
October 1, 2024 - Present
BLACKSTONE SECURITIES PARTNERS L.P.·CRD# 17917
BD
New York, NY
December 2, 2016 - July 2, 2024
SCHRODER FUND ADVISORS LLC·CRD# 24129
BD
New York, NY
June 16, 2011 - November 11, 2016
CLEARBRIDGE INVESTMENTS, LLC·CRD# 137028
RIA
New York, NY
November 5, 2009 - June 9, 2011
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
San Mateo, CA
November 5, 2009 - June 9, 2011
NEW ENGLAND SECURITIES·CRD# 615
RIA
Newtown Square, PA
August 13, 2009 - October 16, 2009
NEW ENGLAND SECURITIES·CRD# 615
BD
Newtown Square, PA
August 7, 2009 - October 16, 2009

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Current Firm

TF
TOWERBROOK FINANCIAL, L.P.

TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC

CRD#: 155535 / SEC#: 8-68721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022

Mailing Address

Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022

Phone Number

(212) 699-2260

Established

Delaware since 08/12/2010

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOWERBROOK FINANCIAL LP, LLCLIMITED PARTNER—
CARDINI, FILIPPO JOHNCOO AND PRINCIPAL5929485
GLASSMAN, JENNIFER TERNOEYCEO, FINOP, AND CFO5917654
ROSENTHAL, ABRIELLE HARACCO / AMLCO5929680
TOWERBROOK FINANCIAL GP, LLCGENERAL PARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/1/2024)
RR
Alaska
(10/1/2024)
RR
Arizona
(10/1/2024)
RR
Arkansas
(10/1/2024)
RR
California
(10/1/2024)
RR
Colorado
(10/1/2024)
RR
Connecticut
(10/1/2024)
RR
Delaware
(10/1/2024)
RR
District of Columbia
(10/1/2024)
RR
Florida
(10/1/2024)
RR
Georgia
(10/1/2024)
RR
Hawaii
(10/1/2024)
RR
Idaho
(10/1/2024)
RR
Illinois
(10/1/2024)
RR
Indiana
(10/1/2024)
RR
Iowa
(10/1/2024)
RR
Kansas
(10/1/2024)
RR
Kentucky
(10/1/2024)
RR
Louisiana
(10/1/2024)
RR
Maine
(10/1/2024)
RR
Maryland
(10/1/2024)
RR
Massachusetts
(10/1/2024)
RR
Michigan
(10/1/2024)
RR
Minnesota
(10/1/2024)
RR
Mississippi
(10/1/2024)
RR
Missouri
(10/1/2024)
RR
Montana
(10/1/2024)
RR
Nebraska
(10/1/2024)
RR
Nevada
(10/1/2024)
RR
New Hampshire
(10/1/2024)
RR
New Jersey
(10/1/2024)
RR
New Mexico
(10/1/2024)
RR
New York
(10/1/2024)
RR
North Carolina
(10/1/2024)
RR
North Dakota
(10/1/2024)
RR
Ohio
(10/1/2024)
RR
Oklahoma
(10/1/2024)
RR
Oregon
(10/1/2024)
RR
Pennsylvania
(10/1/2024)
RR
Rhode Island
(10/1/2024)
RR
South Carolina
(10/1/2024)
RR
South Dakota
(10/1/2024)
RR
Tennessee
(10/1/2024)
RR
Texas
(10/1/2024)
RR
Utah
(10/1/2024)
RR
Vermont
(10/1/2024)
RR
Virginia
(10/1/2024)
RR
Washington
(10/1/2024)
RR
West Virginia
(10/1/2024)
RR
Wisconsin
(10/1/2024)
RR
Wyoming
(10/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2017About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Robert Donovan III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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