Lance M. Rappard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Martin Rappard, who also goes by Lance Rappard, was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 2009. Lance had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2018 - December 31, 2024
LEGACY MAP DESIGN, LLC
January 29, 2013 - December 31, 2018
ON INVESTMENT MANAGEMENT CO
January 29, 2013 - December 31, 2018
THE O.N. EQUITY SALES COMPANY
April 30, 2009 - May 15, 2012
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGACY MAP DESIGN, LLC
CRD#: 297269 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 6,300,000 |
Red Flags
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