Philip M. Mascherino

MEGAANNUM CAPITAL

Downingtown, PA 19335

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CRD#: 5616660

Professional summary

Philip Michael Mascherino is a registered financial advisor currently at MEGAANNUM CAPITAL, LLC located in Downingtown, Pennsylvania.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Philip has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I will work around 20 hours a week in the evening for the months of February, March and April. I will be compensated at an hourly rate for general office work. The name of the Company is Anthony J. Mascherino, this is not investment related. I work for Mascherino Financial Group LLC to provide insurance services. I will get compensated by commission, not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Michael Mascherino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2014 - Present

MEGAANNUM CAPITAL, LLC

Office #1: 341 E. Lancaster Ave, Downingtown, PA 19335

RIA

CRD#: 171002

Downingtown, PA

Past

December 14, 2011 - January 23, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

DOWNINGTOWN, PA

Past

October 30, 2009 - October 6, 2011

NEW ENGLAND SECURITIES

CRD#: 615

DOWINGTOWN, PA

Past

January 7, 2009 - March 17, 2009

PRUCO SECURITIES, LLC.

CRD#: 5685

CHALFONT, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/8/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MEGAANNUM CAPITAL, LLC

MASCHERINO, PHILIP MICHAEL | MEGAANNUM CAPITAL, LLC

CRD#: 171002 / SEC#:

Delaware

Registered Investment Advisory firm - (12/31/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/12/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

341 E. Lancaster Ave, Downingtown, PA 19335

Mailing Address

Phone number

(484) 612-5728

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 4,838,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip M. Mascherino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Michael Mascherino's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEGAANNUM CAPITAL, LLC

PARK AVENUE SECURITIES LLC

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2014

Series 63

Date: 2/23/2009

Series 7

Date: 3/8/2010

Series 6

Date: 1/6/2009

Current Firm

MEGAANNUM CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MEGAANNUM CAPITAL, LLC

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