Tammy J. Simpson
Professional summary
Tammy J Simpson, who also goes by Tammy Joy Bolen, Tammy Joy Gordon, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Snow Hill, Maryland.
Tammy is registered as a RR (Registered Representative) and started their career in finance in 2015. Tammy has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tammy J Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2024 - Present
VANDERBILT SECURITIES, LLC
August 18, 2015 - June 26, 2024
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2024)
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(6/24/2024)
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(6/21/2024)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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