Mark F. Schlichting
Professional summary
Mark Francis Schlichting, who also goes by Mark Schlichting, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Bloomington, Minnesota.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Francis Schlichting's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3800 American Boulevard West Suite 700, Bloomington, MN 55431February 11, 2016 - May 4, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 2, 2009 - January 22, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2016)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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