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MR

Matthew D. Raves

INVESTMENT RESEARCH
Lago Vista, TX
CRD#: 5615774
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MR
Matthew David RavesINVESTMENT RESEARCH

Professional summary

Matthew David Raves is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Lago Vista, Texas and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 3, Series 7TO, Series 6TO, SIE, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Raves's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2025 - Present

INVESTMENT RESEARCH CORP

RIA
CRD#: 108208
Lago Vista, TX
Current

November 17, 2025 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203
BD
CRD#: 37
Denver, CO
Past

September 3, 2024 - November 18, 2025

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA
CRD#: 155193
Austin, TX
Past

September 3, 2024 - November 18, 2025

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Austin, TX
Past

April 22, 2024 - September 3, 2024

WORLD CAPITAL BROKERAGE, INC.

BD
CRD#: 37
DENVER, CO
Past

April 2, 2024 - September 3, 2024

INVESTMENT RESEARCH CORP

RIA
CRD#: 108208
Lago Vista, TX
Past

September 23, 2013 - September 27, 2018

EDWARD JONES

RIA
CRD#: 250
BUDA, TX
Past

September 3, 2013 - September 27, 2018

EDWARD JONES

BD
CRD#: 250
BUDA, TX
Past

October 9, 2012 - August 30, 2013

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/17/2025)
IAR
California
(11/17/2025)
RR
Texas
(11/17/2025)
IAR
Texas
(11/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/5/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/27/2026
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/20/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/8/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 11/16/2024
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)
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Contact information

Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)
IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts177
AUM (Assets Under Management)$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT RESEARCH CORP

CRD#: 108208Lago Vista, TX

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