Audrey D. Glafkides

MIRADOR CAPITAL PARTNERS

Pleasanton, CA 94566

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CRD#: 5615647

Professional summary

Audrey Denise Glafkides, CFP®, who also goes by Audrey Denise Pritchard, is a registered financial advisor currently at MIRADOR CAPITAL PARTNERS located in Pleasanton, California and PURSHE KAPLAN STERLING INVESTMENTS located in Pleasanton, California.

Audrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Audrey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Audrey Denise Pritchard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mirador Capital Partners, LP. Investment related. 6700 Koll Center Parkway, Suite 230, Pleasanton, CA 94566. RIA. Chief Operating Officer. Start 7/5/2013. 40 hrs/month-25 during trading hrs-Operations. 2) Fixed Insurance. Not Investment related. At registered address. Insurance sales. Agent. Start 7/5/2013. 1 hour/ 1 trading hour per month - sales of fixed insurance products. 3) Notary Public. Not Investment Related. At registered address. Notary. 1 hours per months/0 trading hours per month. Perform notary services as needed. 4) Tri-Valley Ventures; Investment Related; 6700 Koll Center Pkwy, #225, Pleasanton, CA 94566; Venture Capital; Administrative Assistant; 9/23/2022; 4 hrs/mo; 0 during trading; Tri Valley Ventures and MCP LP shared an administrative assistant. Her last day with the firms was 9/23/22. MCP LP is no longer in a position to share an admin. Thus Tri-Valley Ventures has hired an outside consulting firm to handle all admin duties going forward. I am assisting in the transition to outside consultant and handling minor admin duties (invoice processing, preparing internal cash flow reports, general admin) until the transition is complete.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Audrey Denise Glafkides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 27, 2015 - Present

MIRADOR CAPITAL PARTNERS

Office #1: 6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

RIA

CRD#: 173764

Pleasanton, CA

Current

February 29, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

CRD#: 35747

Pleasanton, CA

Past

July 10, 2013 - March 1, 2016

SANCTUARY SECURITIES LLC

CRD#: 144091

PLEASANTON, CA

Past

July 9, 2013 - February 9, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

PLEASANTON, CA

Past

June 1, 2009 - July 24, 2013

MORGAN STANLEY

RIA

CRD#: 149777

PLEASANTON, CA

Past

June 1, 2009 - July 24, 2013

MORGAN STANLEY

CRD#: 149777

PLEASANTON, CA

Past

May 8, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PLEASANTON, CA

Past

March 19, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PLEASANTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/20/2017)

IAR

California
(1/27/2015)

California
(2/29/2016)

Michigan
(4/20/2017)

New York
(4/20/2017)

Texas
(4/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

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Contact information

Main Address

6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 621-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	2,572
AUM (Assets Under Management)	$ 901,733,303

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Audrey D. Glafkides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Audrey Denise Glafkides's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SANCTUARY SECURITIES LLC

CROSSPOINT CAPITAL MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

MIRADOR CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2009

FINRA

Current Firm

MIRADOR CAPITAL PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIRADOR CAPITAL PARTNERS

TRUST BUT VERIFY

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