Stephanie D. Vosper
Professional summary
Stephanie Denise Vosper, who also goes by Stephanie Vosper, Stephanie Denise Wischnewsky, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Plano, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Stephanie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Denise Vosper's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 5021 W Park Blvd, Plano, TX 75093March 16, 2016 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205June 22, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
October 1, 2012 - July 21, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 21, 2015
J.P. MORGAN SECURITIES LLC
February 22, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 18, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 27, 2009 - January 5, 2010
EDWARD JONES
January 22, 2009 - January 5, 2010
EDWARD JONES
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2016)
(1/28/2022)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FROST INVESTMENT SERVICES
CRD#: 286129Plano, TX 75093TRUST BUT VERIFY
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